Create a Regulatory Examination Preparation Checklist

What You'll Get

A comprehensive pre-examination document checklist organized by examination area — covering the typical document request items for your regulator and institution type.

The Prompt

Create a pre-examination preparation checklist for a [institution type, e.g., "community bank"] examination by [agency, e.g., "FDIC" or "NCUA"]. Organize by examination area (BSA/AML, consumer compliance, credit, operations). List the documents, reports, and evidence typically requested for each area. Include any recent regulatory focus areas for [current year].

Tips

After generating the checklist, go through it with your prior examination request list and cross-reference — you'll likely find items the AI included that your regulators have historically requested. Save and update the checklist after each exam with anything that was missed.